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RCKT Insider Trading & Form 4 Activity

ROCKET PHARMACEUTICALS, INC.
Last filing: Jul 6, 2026·2 days ago
BEARISH · LAST 90 DAYS
0%
buyers
$0
0 buys
$275K
8 sells
-$275K
net selling
4
insiders
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ACTIVE SELLING CLUSTER

4 insiders sold a combined $275K of RCKT between May 7, 2026 and May 21, 2026.

Chaudhuri Sarbani, Militello John, Shah Gaurav, Wilson Martin

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Net flow — last 12 months

Monthly net of insider buys minus sells. Green months indicate net buying; red months indicate net selling.

Most active insiders

Ranked by total transaction value over the last 90 days.

INSIDERBOUGHTSOLDNET
Shah Gaurav
CEO
$189K
-$189K
Chaudhuri Sarbani
See Remarks
$68K
-$68K
Wilson Martin
General Counsel
$14K
-$14K
Militello John
See Remarks
$4K
-$4K
Wong Roderick
Director
$0
Dolsten Mikael
Director
$0
Malik Fady Ibraham
Director
$0
Southwell David P
Director
$0

Recent transactions

Every Form 4 transaction for RCKT, newest first.

AWARD
Wong Roderick · Director
Tx Jun 18·Filed Jul 6·EDGAR ↗
27,832 sh
AWARD
Dolsten Mikael · Director
Tx Jun 18·Filed Jul 6·EDGAR ↗
22,862 sh
AWARD
Malik Fady Ibraham · Director
Tx Jun 18·Filed Jul 6·EDGAR ↗
22,862 sh
AWARD
Southwell David P · Director
Tx Jun 18·Filed Jul 6·EDGAR ↗
22,862 sh
AWARD
Fong Peter · Director
Tx Jun 18·Filed Jul 6·EDGAR ↗
22,862 sh
AWARD
Boess Carsten · Director
Tx Jun 18·Filed Jul 6·EDGAR ↗
22,862 sh
EXERCISE
Shah Gaurav · CEO
Tx May 21·Filed May 26·EDGAR ↗
76,490 sh @ $1.69
$129K
SELL
Shah Gaurav · CEO
Tx May 21·Filed May 26·EDGAR ↗
55,684 sh @ $3.09
$172K
SELL
Wilson Martin · General Counsel
Tx May 19·Filed May 21·EDGAR ↗
662 sh @ $3.01
$2K
SELL
Shah Gaurav · CEO
Tx May 19·Filed May 21·EDGAR ↗
2,409 sh @ $3.01
$7K
SELL
Militello John · See Remarks
Tx May 19·Filed May 21·EDGAR ↗
384 sh @ $3.01
$1K
SELL
Militello John · See Remarks
Tx May 13·Filed May 14·EDGAR ↗
855 sh @ $3.61
$3K
SELL
Shah Gaurav · CEO
Tx May 13·Filed May 14·EDGAR ↗
2,728 sh @ $3.61
$10K
SELL
Wilson Martin · General Counsel
Tx May 13·Filed May 14·EDGAR ↗
3,361 sh @ $3.61
$12K
SELL
Chaudhuri Sarbani · See Remarks
Tx May 7·Filed May 11·EDGAR ↗
17,650 sh @ $3.84
$68K

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About RCKT insider trading data

Form 4 is the SEC filing required when an officer, director, or 10% owner of a public company buys or sells the company's stock. By law, these filings must be submitted within two business days of the trade. Tracenotes pulls every Form 4 filing for RCKT from EDGAR, parses it, and surfaces the activity on this page.

What insider buying tells you. Open-market purchases by insiders are widely studied as a meaningful signal. Unlike stock awards (which are compensation, not conviction), an executive spending their own money to buy shares of the company they run is a vote of confidence. Studies have found insider-buying clusters — three or more insiders buying within a short window — outperform the broader market over the following year.

What insider selling tells you. Selling is noisier. Many sales are pre-scheduled under SEC Rule 10b5-1 plans, which let insiders sell on a fixed schedule regardless of company news. We label these "10b5-1" so you can see them. Discretionary sales — sales not tied to a plan — are more meaningful, especially when multiple insiders sell in quick succession.

Tracenotes methodology. We scan EDGAR daily for new Form 4 filings, parse them into individual transactions, and detect clusters when three or more distinct insiders buy or sell within a 14-day window. The data on this page covers the last 12 months. For deeper analysis, Tracenotes also runs language-change detection on 10-K and 10-Q filings — that's our core product.

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Frequently asked questions

What is a Form 4 filing?

Form 4 is the SEC disclosure required when a company insider — an officer, director, or 10% owner — buys or sells the company's stock. By law these filings must be submitted within two business days of the trade.

Is insider buying RCKT always bullish?

Open-market purchases by insiders are widely viewed as a bullish signal because executives are spending their own money. Stock awards and option exercises are part of compensation and don't carry the same weight, which is why we treat them separately on this page.

What is a 10b5-1 trade?

A trade made under SEC Rule 10b5-1, which lets insiders pre-schedule sales weeks or months in advance. These sales execute on a fixed plan regardless of company news, so they're a weaker signal than discretionary sales. We label them with a "10b5-1" tag.

What is an insider cluster?

A cluster is when three or more distinct insiders buy or sell within a 14-day window. Clusters are studied as stronger signals than single trades because multiple people independently reach the same view. We surface active clusters on ROCKET PHARMACEUTICALS, INC. (RCKT) when they form.

Where does RCKT insider trading data come from?

Every Form 4 filing for RCKT is sourced directly from SEC EDGAR. Tracenotes scans EDGAR daily, parses each Form 4 into individual transactions, and updates this page within hours of new filings.

Nothing on this page constitutes investment advice. Form 4 data is sourced from SEC EDGAR and provided for research purposes only.

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