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COF Insider Trading & Form 4 Activity

CAPITAL ONE FINANCIAL CORP
Last filing: Oct 19, 2026·5 days ago
NEUTRAL · LAST 90 DAYS
0%
buyers
$0
0 buys
$1.9M
2 sells
-$1.9M
net selling
2
insiders
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Net flow — last 12 months

Monthly net of insider buys minus sells. Green months indicate net buying; red months indicate net selling.

Most active insiders

Ranked by total transaction value over the last 90 days.

INSIDERBOUGHTSOLDNET
Cooper Matthew W
General Counsel & Corp Secy
—
$2.2M
-$2.2M
Raghu Ravi
Pres, Software, Intl & Sm Bus
—
$2.1M
-$2.1M
Dean Lia
Pres, Banking & Prem. Products
—
$1.3M
-$1.3M
Karam Celia
Pres, Retail Bank
—
$1.2M
-$1.2M
Zamsky Michael
Chief Credit & Fin'l Risk Off.
—
$1.2M
-$1.2M
Golden Timothy P
SVP, Chief Accounting Officer
—
$736K
-$736K
Mouadeb Mark Daniel
President, Card
—
$678K
-$678K
Hanson Jason P.
Pres.- Global Payment Network
—
—
$0

Recent transactions

Every Form 4 transaction for COF, newest first.

SELL10b5-1
Dean Lia · Pres, Banking & Prem. Products
Tx Oct 15·Filed Oct 19·EDGAR ↗
1,887 sh @ $195.86
$370K
SELL10b5-1
Karam Celia · Pres, Retail Bank
Tx Oct 15·Filed Oct 19·EDGAR ↗
1,927 sh @ $195.86
$377K
SELL10b5-1
Cooper Matthew W · General Counsel & Corp Secy
Tx Oct 6·Filed Oct 7·EDGAR ↗
3,500 sh @ $196.22
$687K
SELL10b5-1
Dean Lia · Pres, Banking & Prem. Products
Tx Sep 15·Filed Sep 16·EDGAR ↗
2,066 sh @ $206.07
$426K
SELL10b5-1
Karam Celia · Pres, Retail Bank
Tx Sep 15·Filed Sep 16·EDGAR ↗
2,017 sh @ $206.07
$416K
SELL10b5-1
Cooper Matthew W · General Counsel & Corp Secy
Tx Sep 1·Filed Sep 2·EDGAR ↗
3,500 sh @ $214.10
$749K
SELL10b5-1
Karam Celia · Pres, Retail Bank
Tx Aug 17·Filed Aug 18·EDGAR ↗
1,887 sh @ $225.52
$426K
SELL10b5-1
Dean Lia · Pres, Banking & Prem. Products
Tx Aug 17·Filed Aug 18·EDGAR ↗
1 sh @ $225.92
$226
SELL10b5-1
Dean Lia · Pres, Banking & Prem. Products
Tx Aug 17·Filed Aug 18·EDGAR ↗
2,192 sh @ $225.52
$494K
SELL10b5-1
Karam Celia · Pres, Retail Bank
Tx Aug 17·Filed Aug 18·EDGAR ↗
1 sh @ $225.92
$226
SELL10b5-1
Mouadeb Mark Daniel · President, Card
Tx Aug 13·Filed Aug 17·EDGAR ↗
1,199 sh @ $225.00
$270K
SELL
Zamsky Michael · Chief Credit & Fin'l Risk Off.
Tx Aug 10·Filed Aug 11·EDGAR ↗
5,473 sh @ $218.02
$1.2M
SELL10b5-1
Raghu Ravi · Pres, Software, Intl & Sm Bus
Tx Aug 7·Filed Aug 10·EDGAR ↗
50 sh @ $218.49
$11K
SELL10b5-1
Mouadeb Mark Daniel · President, Card
Tx Aug 4·Filed Aug 5·EDGAR ↗
1,183 sh @ $220.00
$260K
SELL10b5-1
Cooper Matthew W · General Counsel & Corp Secy
Tx Aug 4·Filed Aug 5·EDGAR ↗
3,500 sh @ $219.33
$768K
SELL10b5-1
Mouadeb Mark Daniel · President, Card
Tx Aug 3·Filed Aug 4·EDGAR ↗
690 sh @ $215.00
$148K
TAX
Hanson Jason P. · Pres.- Global Payment Network
Tx Aug 1·Filed Aug 4·EDGAR ↗
893 sh @ $209.01
$187K
EXERCISE
Hanson Jason P. · Pres.- Global Payment Network
Tx Aug 1·Filed Aug 4·EDGAR ↗
2,014 sh
—
SELL10b5-1
Raghu Ravi · Pres, Software, Intl & Sm Bus
Tx Jul 31·Filed Aug 3·EDGAR ↗
3,462 sh @ $209.27
$724K
SELL10b5-1
Raghu Ravi · Pres, Software, Intl & Sm Bus
Tx Jul 31·Filed Aug 3·EDGAR ↗
5,820 sh @ $210.02
$1.2M
SELL10b5-1
Raghu Ravi · Pres, Software, Intl & Sm Bus
Tx Jul 31·Filed Aug 3·EDGAR ↗
444 sh @ $210.70
$94K
SELL
Golden Timothy P · SVP, Chief Accounting Officer
Tx Jul 29·Filed Jul 30·EDGAR ↗
3,487 sh @ $211.00
$736K
SELL10b5-1
Cooper Matthew W · General Counsel & Corp Secy
Tx Jul 7·Filed Jul 8·EDGAR ↗
3,500 sh @ $208.00
$728K
SELL10b5-1
Cooper Matthew W · General Counsel & Corp Secy
Tx Jun 2·Filed Jun 3·EDGAR ↗
3,500 sh @ $183.36
$642K
SELL10b5-1
Haggerty Kaitlin · Chief Human Resources Officer
Tx May 13·Filed May 14·EDGAR ↗
119 sh @ $182.59
$22K
SELL10b5-1
Cooper Matthew W · General Counsel & Corp Secy
Tx May 12·Filed May 14·EDGAR ↗
3,500 sh @ $183.93
$644K
SELL10b5-1
Haggerty Kaitlin · Chief Human Resources Officer
Tx May 12·Filed May 14·EDGAR ↗
1,307 sh @ $183.93
$240K
AWARD
Harford Suni P · Insider
Tx May 8·Filed May 12·EDGAR ↗
1,294 sh
—
AWARD
Detrick Christine Rose · Insider
Tx May 8·Filed May 12·EDGAR ↗
1,294 sh
—
AWARD
Williams Craig A. · Insider
Tx May 8·Filed May 12·EDGAR ↗
1,294 sh
—
AWARD
Killalea Peter Thomas · Insider
Tx May 8·Filed May 12·EDGAR ↗
1,294 sh
—
AWARD
Shattuck Mayo A III · Insider
Tx May 8·Filed May 12·EDGAR ↗
1,294 sh
—
AWARD
Leenaars Cornelis Paj · Insider
Tx May 8·Filed May 12·EDGAR ↗
1,294 sh
—
AWARD
Archibong Ime · Insider
Tx May 8·Filed May 12·EDGAR ↗
1,294 sh
—
AWARD
Shepherd Michael · Insider
Tx May 8·Filed May 12·EDGAR ↗
1,294 sh
—
AWARD
Locoh-Donou Francois · Insider
Tx May 8·Filed May 12·EDGAR ↗
1,294 sh
—

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About COF insider trading data

Form 4 is the SEC filing required when an officer, director, or 10% owner of a public company buys or sells the company's stock. By law, these filings must be submitted within two business days of the trade. Tracenotes pulls every Form 4 filing for COF from EDGAR, parses it, and surfaces the activity on this page.

What insider buying tells you. Open-market purchases by insiders are widely studied as a meaningful signal. Unlike stock awards (which are compensation, not conviction), an executive spending their own money to buy shares of the company they run is a vote of confidence. Studies have found insider-buying clusters — three or more insiders buying within a short window — outperform the broader market over the following year.

What insider selling tells you. Selling is noisier. Many sales are pre-scheduled under SEC Rule 10b5-1 plans, which let insiders sell on a fixed schedule regardless of company news. We label these "10b5-1" so you can see them. Discretionary sales — sales not tied to a plan — are more meaningful, especially when multiple insiders sell in quick succession.

Tracenotes methodology. We scan EDGAR daily for new Form 4 filings, parse them into individual transactions, and detect clusters when three or more distinct insiders buy or sell within a 14-day window. The data on this page covers the last 12 months. For deeper analysis, Tracenotes also runs language-change detection on 10-K and 10-Q filings — that's our core product.

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Frequently asked questions

What is a Form 4 filing?

Form 4 is the SEC disclosure required when a company insider — an officer, director, or 10% owner — buys or sells the company's stock. By law these filings must be submitted within two business days of the trade.

Is insider buying COF always bullish?

Open-market purchases by insiders are widely viewed as a bullish signal because executives are spending their own money. Stock awards and option exercises are part of compensation and don't carry the same weight, which is why we treat them separately on this page.

What is a 10b5-1 trade?

A trade made under SEC Rule 10b5-1, which lets insiders pre-schedule sales weeks or months in advance. These sales execute on a fixed plan regardless of company news, so they're a weaker signal than discretionary sales. We label them with a "10b5-1" tag.

What is an insider cluster?

A cluster is when three or more distinct insiders buy or sell within a 14-day window. Clusters are studied as stronger signals than single trades because multiple people independently reach the same view. We surface active clusters on CAPITAL ONE FINANCIAL CORP (COF) when they form.

Where does COF insider trading data come from?

Every Form 4 filing for COF is sourced directly from SEC EDGAR. Tracenotes scans EDGAR daily, parses each Form 4 into individual transactions, and updates this page within hours of new filings.

Nothing on this page constitutes investment advice. Form 4 data is sourced from SEC EDGAR and provided for research purposes only.

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